Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Perez is a financial professional with experience in the securities industry. Javier is currently registered with National Financial Services LLC as a Registered Representative. Javier has passed the Series 7TO, Series 99TO, and SIE exams and is also a Series 63 license holder. Javier’s previous experience includes working at Fidelity Brokerage Services LLC as a Registered Representative. Javier’s registration with Fidelity Brokerage Services LLC ended on 4/3/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
05/19/2023 - Present
National Financial Services LLC (ALBUQUERQUE NM)
NM
01/31/2020 - 04/03/2023
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
BC
Issued 02/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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