Unclaimed
Javier Michaels Obando is a financial advisor with Cetera Advisor Networks LLC. Javier has been in the financial services industry since May 1998. Javier's previous experience includes roles at Prudential Investment Management Services LLC, Lincoln Financial Advisors Corporation, GWFS Equities, Inc., Financial Network Investment Corporation, and Benefitcorp Equities, Inc.. Javier holds a Series 6, Series 63, Series 26, and Series 65 securities licenses, as well as the SIE exam. Javier is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/13/2022 - Present
Cetera Advisor Networks LLC (NEWPORT BEACH CA)
NJ
02/28/2018 - 04/01/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IN
08/14/2015 - 01/23/2018
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
CA
02/23/2009 - 07/09/2015
GWFS EQUITIES, INC. (IRVINE CA)
CA
02/22/2006 - 12/31/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (IRVINE CA)
NJ
02/27/2003 - 01/19/2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CO
04/22/1997 - 03/14/2003
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 06/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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