Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Mauricio Pena is a registered representative with Global Atlantic Distributors, LLC. Javier is a licensed securities professional with experience in the financial industry. Javier has been registered in the state of Iowa since November 2021. Javier holds the Series 6, 7, and 63 licenses. Prior to joining Global Atlantic Distributors, LLC, Javier worked for Principal Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
11/13/2021 - Present
Global Atlantic Distributors, LLC (Des Moines IA)
IA
07/14/2004 - 10/21/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
BC
Issued 05/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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