Unclaimed
Javier Mario Gonzalez is a financial advisor at J.P. Morgan Securities LLC with over 11 years of experience in the industry. Javier Gonzalez is registered with FINRA and licensed to provide investment advice in Texas. Javier Gonzalez previously worked at BBVA Securities Inc., Wells Fargo Advisors, LLC, USAA Financial Advisors, Inc., LPL Financial Corporation, and Compass Brokerage, Inc. Javier Gonzalez holds a Series 6, Series 7, Series 63, and Series 65 license. Javier Gonzalez has specialized experience in providing financial advice for individuals, corporations, high net worth individuals, pension and profit-sharing plans, charitable organizations, insurance companies, and labor unions. Javier Gonzalez has a history of providing financial advice at various institutions, and has a commitment to providing comprehensive financial planning and portfolio management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/23/2018 - Present
J.p. Morgan Securities LLC (SAN ANTONIO TX)
TX
04/09/2014 - 09/24/2018
BBVA SECURITIES INC. (SAN ANTONIO TX)
TX
10/04/2012 - 04/01/2014
WELLS FARGO ADVISORS, LLC (SAN ANTONIO TX)
TX
02/12/2010 - 09/07/2012
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
02/08/2008 - 01/12/2010
LPL FINANCIAL CORPORATION (SAN ANTONIO TX)
TX
03/26/2007 - 01/04/2008
COMPASS BROKERAGE, INC. (SAN ANTONIO TX)
IA
Issued 10/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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