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Javier Lugo

Pruco Securities, LLC

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About Javier Lugo

Javier Lugo is a financial professional with over 14 years of experience in the industry. Javier is currently registered with Pruco Securities, LLC, and has a broad range of experience in the financial services industry. Javier specializes in providing financial planning and investment management services to individuals and businesses. Javier holds the Series 6, 7, 63, and 65 licenses. He also holds the Certified Financial Planner (CFP®) designation.

Firm Information

Javier Lugo is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Javier Lugo’s Registration & Firm History

NJ

06/07/2021 - Present

Pruco Securities, LLC (Vernon NJ)

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Licenses & Designations

IA

Issued 04/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/02/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/18/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Javier Lugo.
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