Unclaimed
Javier Lugo is a financial professional with over 14 years of experience in the industry. Javier is currently registered with Pruco Securities, LLC, and has a broad range of experience in the financial services industry. Javier specializes in providing financial planning and investment management services to individuals and businesses. Javier holds the Series 6, 7, 63, and 65 licenses. He also holds the Certified Financial Planner (CFP®) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
06/07/2021 - Present
Pruco Securities, LLC (Vernon NJ)
IA
Issued 04/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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