Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Loera is a financial advisor registered with ADP Broker-Dealer, Inc. Javier has been in the financial services industry since March 11, 2022. Javier previously worked at Northwestern Mutual Investment Services, LLC. Javier holds the Series 63, SIE, and Series 6TO licenses. Javier is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/27/2023 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
TX
10/02/2020 - 08/18/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EL PASO TX)
BC
Issued 07/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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