Unclaimed
Javier Lazo is a registered representative with Santander US Capital Markets LLC. Javier is licensed in New York and has passed the Series 7TO, Series 79TO and SIE exams. Javier has been in the industry since September 2022. Prior to joining Santander, Javier was associated with WELLS FARGO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/05/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/20/2022 - 06/07/2023
WELLS FARGO SECURITIES, LLC (New York NY)
BC
Issued 08/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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