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Javier Hernandez

Tower Principal Markets LLC

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About Javier Hernandez

Javier Hernandez is a financial professional with over 20 years of experience in the industry. Javier is currently registered with Tower Principal Markets LLC and TRC Markets LLC in New York. Previously, Javier was registered with UBS Securities LLC, Goldman, Sachs & Co., and ITG Inc. Javier holds several industry licenses, including Series 3, Series 7, Series 55, Series 57TO and the SIE.

Firm Information

Javier Hernandez is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Javier Hernandez’s Registration & Firm History

NY

08/01/2023 - Present

Tower Principal Markets LLC (New York NY)

NY

09/19/2006 - 05/21/2008

UBS SECURITIES LLC (NEW YORK NY)

NY

05/20/2004 - 06/26/2006

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

11/13/2001 - 05/03/2004

ITG INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2021

Series 57TO - Securities Trader Exam

BC

Issued 10/22/2004

Series 3 - National Commodity Futures Examination

BC

Issued 10/23/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/12/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Javier Hernandez.
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