Unclaimed
Javier Guztavo Orozco is a registered representative of Tamar Securities, LLC. Javier Guztavo Orozco has been in the financial services industry since 1995. Javier Guztavo Orozco is licensed to provide investment advice in California. Javier Guztavo Orozco specializes in providing financial planning, portfolio management for businesses and individuals, and alternative investments. Javier Guztavo Orozco has also worked for several other financial institutions including TD Ameritrade, Morgan Stanley, and Charles Schwab.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Alternative investments & professional alliance network
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
09/28/2021 - Present
Tamar Securities, LLC (WOODLAND HILLS CA)
CA
08/26/2019 - 10/15/2019
MORGAN STANLEY (SHERMAN OAKS CA)
CA
04/30/2019 - 06/07/2019
TD AMERITRADE, INC. (NORTHRIDGE CA)
CA
06/12/2018 - 09/06/2018
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
CA
08/02/2007 - 03/09/2018
SCOTTRADE, INC. (VALENCIA CA)
CA
02/28/2006 - 05/21/2007
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
CA
01/28/2004 - 02/10/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (BEVERLY HILLS CA)
AZ
06/16/2003 - 01/20/2004
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
TX
07/30/2001 - 04/03/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/29/2001 - 07/16/2001
QUICK & REILLY, INC. (NEW YORK NY)
TX
01/11/1994 - 01/18/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
03/02/1993 - 01/04/1994
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NA
07/11/1991 - 10/07/1992
GRIFFIN FINANCIAL SERVICES
NA
03/20/1990 - 04/09/1990
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 05/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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