Unclaimed
Javier Guzman-aguirre is a financial professional with over 10 years of experience in the industry. Javier is currently registered with Rabo Securities USA, Inc. in New York. Javier has also held previous positions at BNP Paribas Securities Corp., Rabo Securities USA, Inc. and Deutsche Bank Securities Inc. Javier holds the Series 7TO, SIE, and Series 79 licenses and is registered in Connecticut and New York. Javier is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/10/2021 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
07/28/2020 - 02/10/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
06/02/2016 - 07/29/2020
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
02/04/2011 - 04/20/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 02/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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