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Javier Guzman

PFS Investments Inc.

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About Javier Guzman

Firm Information

Javier Guzman is currently registered with PFS Investments Inc.. Pfs Investments INC. is a Corporation registered as an investment advisor since 1981. They provide investment advice to individuals, high-net-worth individuals, corporations, and charitable organizations. They are headquartered in Duluth, Georgia and have over 3,500 licensed agents and investment advisor representatives across the United States. They manage over $8.4 billion in assets and participate in wrap fee programs.
PFS Investments Inc.

1430 BROADWAY

NEW YORK, NY 10018

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Javier Guzman’s Registration & Firm History

NY

04/21/2012 - Present

PFS Investments Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 3/22/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/23/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/19/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Javier Guzman. Review regulatory record here.
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