Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Garcia is a financial professional with over 10 years of experience in the securities industry. Javier is currently registered with Broadridge Business Process Outsourcing, LLC in Newark, NJ. Javier has previously worked at Barclays Capital Inc. and Credit Suisse Securities (USA) LLC. Javier holds the Series 63, Series 7, and SIE licenses. Javier's registrations are currently active in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
11/20/2014 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
01/04/2011 - 12/10/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/21/2008 - 05/11/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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