Unclaimed
Javier Dedios is an active registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Fairfield, Connecticut. Javier is a licensed investment advisor in Connecticut and Texas and is also a registered representative with FINRA. Javier has been in the financial industry since February 27, 1994. Javier has experience in investment advisory services, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/10/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFIELD CT)
CT
02/04/2008 - 05/20/2008
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
CT
11/04/1996 - 02/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NY
12/11/1995 - 02/25/1998
NUTMEG SECURITIES, LTD. (NEW YORK NY)
FL
05/25/1993 - 03/06/1995
COMBINED RESEARCH & TRADING, INC. (FERNANDINA BEACH FL)
IA
Issued 11/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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