Unclaimed
Javier Enrique Pascual imbert is a registered investment advisor representative with Cetera Investment Advisers LLC. Javier has been in the securities industry since 1998 and has experience with a variety of financial firms including AEGIS CAPITAL CORP, ORIENTAL FINANCIAL SERVICES CORP, and MML INVESTORS SERVICES, INC. Javier holds Series 7, 63 and 65 licenses and a SIE. Javier has a specialization in offering investment services to high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/30/2018 - Present
Cetera Investment Advisers LLC (SPRINGHILL FL)
FL
10/18/2013 - 12/20/2017
AEGIS CAPITAL CORP. (TAMPA FL)
PR
09/28/2010 - 10/18/2013
ORIENTAL FINANCIAL SERVICES CORP. (SAN JUAN PR)
PR
11/04/2009 - 09/07/2010
MML INVESTORS SERVICES, INC. (HATO REY PR)
MA
10/03/2006 - 09/25/2009
SANTANDER SECURITIES (BOSTON MA)
PR
01/30/2002 - 10/02/2006
BBVA SECURITIES OF PUERTO RICO, INC. (HATO REY PR)
MA
02/26/1998 - 01/15/2002
SANTANDER SECURITIES (BOSTON MA)
FL
09/30/1997 - 12/12/1997
GUNNALLEN FINANCIAL, INC (TAMPA FL)
IA
Issued 10/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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