Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Javier? Claim Your ProfileJavier Diaz is a financial professional with over 2 years of experience in the financial services industry. Javier is currently registered with Empower Financial Services, Inc. and holds the Series 63, Series 6TO and SIE licenses. Javier has previously been registered with Prudential Investment Management Services LLC. Javier is licensed in 31 states and specializes in providing financial advice and investment management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
PA
01/29/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dresher PA)
BC
Issued 02/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Javier Diaz is the right advisor for you? Invested Better is here to help.
