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Javier Dejesus Perez-santalla

Dinosaur Financial Group, LLC

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About Javier Dejesus Perez-santalla

Javier Perez-santalla is a financial professional with over 20 years of experience in the industry. Javier is currently registered with Dinosaur Financial Group, LLC, a firm based in New York, NY. Previously, Javier has held positions at a number of other financial firms including Dinosaur Securities, L.L.C., Garban Capital Markets LLC, Refco Securities, Inc., Daiwa Securities America Inc., and Cantor Fitzgerald & Co. Javier holds a number of professional licenses and designations, including Series 3, 7, 63, 79TO, 99TO, and SIE. Javier is licensed in New York and is committed to providing his clients with the highest level of service and expertise.

Firm Information

Javier Perez-santalla is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Javier Perez-santalla’s Registration & Firm History

NY

12/03/2004 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

NY

03/12/2004 - 06/10/2004

DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)

NJ

09/09/2002 - 03/01/2004

GARBAN CAPITAL MARKETS LLC (JERSEY CITY NJ)

NY

05/16/1997 - 04/12/1999

REFCO SECURITIES, INC. (NEW YORK NY)

NY

09/06/1996 - 05/01/1997

DAIWA SECURITIES AMERICA INC. (NEW YORK NY)

NY

01/31/1995 - 09/03/1996

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2006

Series 3 - National Commodity Futures Examination

BC

Issued 02/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Javier Dejesus Perez-santalla.
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