Unclaimed
Javier Aviles is a financial advisor with J.P. Morgan Securities LLC. Javier has been in the financial services industry since 2004 and has a broad range of experience in providing financial advice to individuals, corporations, and institutions. Javier holds multiple licenses and certifications, including Series 7, Series 9, Series 10, Series 31, and Series 66. Javier is also a member of the Board of Finance for the Town of Woodbridge, Connecticut. Prior to joining J.P. Morgan Securities LLC, Javier was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Javier is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/25/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
CT
03/23/2007 - 09/28/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW HAVEN CT)
CA
11/30/2005 - 03/12/2007
FSC SECURITIES CORPORATION (BEVERLY HILLS CA)
LA
03/11/2005 - 11/30/2005
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
NY
11/16/2004 - 03/09/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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