Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jau-chi? Claim Your ProfileJau-chi Dai is a financial professional with over 10 years of experience in the industry. Jau-chi is currently registered with Planmember Securities Corp. and has previously been registered with several other firms including National Planning Corporation, Girard Securities, Inc., First Allied Securities, Inc., Legend Equities Corporation, Summit Brokerage Services, Inc., Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Investment Services LLC, VSR Financial Services, Inc., Investors Capital Corp., J.P. Turner & Company, L.L.C. and Realty Capital Securities, LLC. Jau-chi holds Series 7, Series 24 and SIE licenses. Jau-chi provides a wide range of financial services including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/17/2018 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
12/20/2016 - 01/02/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
03/24/2015 - 12/06/2016
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
10/29/2014 - 12/06/2016
FIRST ALLIED SECURITIES, INC. (El Segundo CA)
CA
10/29/2014 - 12/06/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
10/29/2014 - 12/06/2016
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
08/10/2012 - 12/06/2016
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
07/11/2011 - 12/06/2016
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
07/11/2011 - 12/06/2016
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
07/11/2011 - 12/06/2016
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
03/24/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
10/29/2014 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
10/29/2014 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
NY
10/29/2014 - 11/10/2014
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
BC
Issued 11/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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