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Jateen Chauhan

TD Securities (usa) LLC

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About Jateen Chauhan

Jateen Chauhan is a financial professional with TD Securities (usa) LLC. Jateen is registered with the state of New York. Jateen has passed the Series 63, Series 79TO and the SIE exams.

Firm Information

Jateen Chauhan is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jateen Chauhan’s Registration & Firm History

NY

05/19/2022 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jateen Chauhan.
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