Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jaspinder? Claim Your ProfileJaspinder Kaur Hundal is a financial advisor with Wedbush Securities Inc. located in Roseville, CA. Jaspinder Kaur Hundal has been in the industry since 1998 and has worked for a number of firms. Jaspinder Kaur Hundal is a licensed Series 6, 7, 9, 10, 63, 99TO and SIE advisor and has a strong background in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/05/2007 - Present
Wedbush Securities Inc. (ROSEVILLE CA)
AL
03/04/2003 - 01/23/2007
MORGAN STANLEY DW INC. (BIRMINGHAM AL)
NY
09/06/2000 - 10/23/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/28/1999 - 02/18/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
10/01/1997 - 07/02/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 05/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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