Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jasper? Claim Your ProfileJasper Whitfield Lee is a financial advisor with over 30 years of experience in the financial services industry. Jasper currently works at Stifel, Nicolaus & Company, Inc. and is registered in 31 states and 2 provinces for both securities and investment advisory services. Jasper has held previous positions with A. G. Edwards & Sons, Inc., Alex. Brown & Sons Incorporated, Carolina Securities Corporation, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Jasper is a licensed securities principal and has passed numerous industry exams including the Series 7, 63, 66, and 24 exams. Jasper is an active advisor with a diverse client base that includes high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (RALEIGH NC)
NC
06/29/1990 - 09/19/2007
A. G. EDWARDS & SONS, INC. (RALEIGH NC)
NA
05/05/1987 - 06/29/1990
ALEX. BROWN & SONS INCORPORATED
NA
06/01/1981 - 03/11/1987
CAROLINA SECURITIES CORPORATION
NA
09/26/1978 - 06/22/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/01/1970 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 04/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1990
PC - AMEX Put and Call Exam
BC
Issued 12/15/1984
Series 41 - NYSE Allied Member Examination
BC
Issued 08/28/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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