Unclaimed
Jasper Le is a financial professional with experience in the securities industry. Jasper Le has passed the Series 7TO, Series 63 and SIE exams. Jasper Le is currently registered with Fidelity Brokerage Services Llc and was previously registered with PRUCO SECURITIES, LLC.. Jasper Le is currently licensed in 53 states and the District of Columbia and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/08/2024 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
MD
09/26/2023 - 12/19/2023
PRUCO SECURITIES, LLC. (North Bethesda MD)
BC
Issued 04/24/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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