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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Chapman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Jason has been in the financial industry since 2007. Jason has Series 6, 7, 63 and 65 licenses and the SIE exam. Jason has experience with Wells Fargo Advisors, LLC and AXA Advisors, LLC. Jason is located in the New York, NY office and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/07/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
VA
09/08/2011 - 11/16/2012
WELLS FARGO ADVISORS, LLC (CHESAPEAKE VA)
VA
03/16/2009 - 06/10/2010
AXA ADVISORS, LLC (WAKEFIELD VA)
VA
08/02/2007 - 03/18/2009
NEW ENGLAND SECURITIES (GLEN ALLEN VA)
IA
Issued 02/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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