Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Braunstein is a financial advisor with Robert W. Baird & Co. Inc. in Peoria, Arizona. Jason has been in the financial services industry since 1995. Jason has a wide range of experience, having previously worked at RBC Capital Markets, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., UBS Financial Services Inc., and Morgan Stanley DW Inc. Jason is registered to provide securities and investment advisory services in Arizona, California, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Michigan, Missouri, Nevada, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
09/16/2022 - Present
Robert W. Baird & Co. Inc. (Peoria AZ)
AZ
08/06/2010 - 09/27/2022
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
AZ
06/01/2009 - 08/16/2010
MORGAN STANLEY SMITH BARNEY (PEORIA AZ)
AZ
05/06/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PEORIA AZ)
NJ
05/18/2001 - 05/27/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/24/1995 - 06/01/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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