linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jason Wayne Smith

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jason? Claim Your Profile

About Jason Wayne Smith

Jason Wayne Smith is a financial professional with over 17 years of experience in the industry. Currently, Jason Wayne Smith is a Registered Representative at Neuberger Berman BD LLC, located in Chicago, Illinois. Jason Wayne Smith is also a Registered Investment Advisor in Illinois and New York. Jason Wayne Smith holds the Series 66, Series 7, and SIE licenses. In addition to his role at Neuberger Berman BD LLC, Jason Wayne Smith also provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles. These services are managed by Neuberger Berman Investment Advisers LLC, a registered investment advisor, which shares offices with each Neuberger Berman BD LLC office. Jason Wayne Smith's experience and expertise make him a valuable resource for clients seeking financial advice and portfolio management services.

Firm Information

Jason Smith is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jason Smith’s Registration & Firm History

IL

03/25/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

Not sure if Jason Wayne Smith is right for you?

Licenses & Designations

BOTH

Issued 02/09/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jason Wayne Smith.
Not sure if Jason Wayne Smith is right for you?