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Jason Wayne Cartier

Pruco Securities, LLC

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About Jason Wayne Cartier

Jason Cartier is a financial advisor with Pruco Securities, LLC. Jason is registered in Florida and Georgia. Jason has over 11 years of experience in the financial services industry. Jason is a Series 7, 6, 63, 65 and SIE licensed professional. Jason has previously worked with a variety of financial firms including Equity Services, Inc., Hornor, Townsend & Kent, Inc., and SagePoint Financial, Inc..

Firm Information

Jason Cartier is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jason Cartier’s Registration & Firm History

FL

06/05/2024 - Present

Pruco Securities, LLC (Miami FL)

FL

04/11/2017 - 04/03/2018

EQUITY SERVICES, INC. (SUNRISE FL)

FL

05/23/2016 - 04/06/2017

HORNOR, TOWNSEND & KENT, INC. (BOCA RATON FL)

FL

09/16/2014 - 01/09/2016

SAGEPOINT FINANCIAL, INC. (PALM BEACH GARDENS FL)

FL

07/16/2013 - 06/10/2014

J.P. MORGAN SECURITIES LLC (LAKE PARK FL)

FL

05/11/2012 - 02/15/2013

MORGAN STANLEY (NORTH PALM BEACH FL)

FL

07/20/2011 - 03/13/2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PALM BCH GDNS FL)

FL

07/27/2009 - 04/01/2010

SECURIAN FINANCIAL SERVICES, INC. (PALM BEACH GARDENS FL)

FL

11/16/2007 - 06/16/2009

METLIFE SECURITIES INC. (WEST PALM BEACH FL)

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Licenses & Designations

BC

Issued 04/08/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/01/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/03/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/15/2024

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2012

Series 7 - General Securities Representative Examination

BC

Issued 11/15/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Wayne Cartier.
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