Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Wallach is a financial advisor with over 16 years of experience in the industry. Jason is currently registered with Apex Clearing Corp. and holds a Series 7, 24, 55, 57TO, 63, 99TO and SIE license. Jason was previously registered with Coda Markets, Inc. and Wedbush Morgan Securities Inc. Jason has a diverse background in the financial services industry, including experience as a securities trader, operations professional, and limited representative. Jason is dedicated to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/10/2021 - Present
Apex Clearing Corp. (DALLAS TX)
IL
05/24/2023 - 03/19/2024
CODA MARKETS, INC. (WILMETTE IL)
NY
11/07/2008 - 05/24/2021
CODA MARKETS, INC. (NEW YORK NY)
CA
10/26/2007 - 11/07/2008
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
02/25/2005 - 10/19/2005
SARATOGA CAPITAL MARKETS (NEW YORK NY)
BC
Issued 03/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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