Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason W Prince is a financial advisor in Westlake, Texas. Jason has been in the financial services industry since August 27, 1999. Jason is currently registered with Charles Schwab & CO., Inc., and previously worked at MORGAN STANLEY. Jason is licensed to offer securities and investment advisory services in 53 states and the District of Columbia. Jason holds the Series 3, 7, 10, 24, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
03/31/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
06/01/2009 - 03/21/2022
MORGAN STANLEY (Dallas TX)
TX
01/08/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
11/20/2006 - 01/02/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
TX
05/01/2000 - 11/20/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
RI
11/10/1998 - 07/28/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 09/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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