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Jason Victor Sponholtz

Northwestern Mutual Investment Services, LLC

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About Jason Victor Sponholtz

Jason Sponholtz is an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC in Franklin, WI. Jason has over 12 years of experience in the financial services industry. Jason holds licenses in all 50 states and has experience working with Wells Fargo Clearing Services, LLC and U.S. Bancorp Investments, Inc. Jason is also licensed as an Investment Advisor in Wisconsin. Jason has a strong commitment to helping individuals and families reach their financial goals. Jason is dedicated to providing personalized service and financial guidance to help clients achieve their financial objectives.

Firm Information

Jason Sponholtz is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jason Sponholtz’s Registration & Firm History

WI

07/07/2020 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

05/20/2019 - 06/15/2020

U.S. BANCORP INVESTMENTS, INC. (MILWAUKEE WI)

WI

04/17/2017 - 05/30/2019

WELLS FARGO CLEARING SERVICES, LLC (MEQUON WI)

WI

01/07/2008 - 04/03/2017

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

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Licenses & Designations

IA

Issued 09/01/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Victor Sponholtz.
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