Unclaimed
Jason Underwood is a financial professional with over 8 years of experience in the securities industry. Jason holds the Series 7, Series 63 and SIE licenses. Jason is currently registered with Mizuho Securities USA LLC and is located in the New York, NY branch office. Prior to joining Mizuho Securities USA LLC, Jason was affiliated with Amherst Pierpont and Amherst Securities Group, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/13/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
FL
10/14/2014 - 04/12/2022
AMHERST PIERPONT (Ft Lauderdale FL)
NY
09/16/2014 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (NEW YORK NY)
BC
Issued 09/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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