Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Todd Wallace is a financial professional with over 15 years of experience in the financial services industry. Jason is currently registered with JCC Capital Markets, LLC in Laguna Niguel, CA. Prior to joining JCC Capital Markets, LLC, Jason has held positions with Foreside Fund Services, LLC, Victory Capital Advisers, Inc., Assent LLC, and UBS Financial Services Inc. Jason holds FINRA Series 7, 63, 65, 82TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/06/2020 - Present
JCC Capital Markets, LLC (LAGUNA NIGUEL CA)
TX
12/19/2014 - 09/28/2018
FORESIDE FUND SERVICES, LLC (Dallas TX)
TX
09/08/2008 - 05/20/2009
VICTORY CAPITAL ADVISERS, INC. (AUSTIN TX)
TX
03/14/2008 - 06/04/2008
ASSENT LLC (AUSTIN TX)
TX
03/16/2007 - 10/09/2007
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
BC
Issued 04/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/05/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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