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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Thompson is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Jason has been in the industry since 1995 and has experience with a variety of clients including individuals, corporations, and charitable organizations. Jason's experience includes prior roles with Chase Investment Services Corp., MONY Securities Corporation, Ameritrade, Inc. and Pruco Securities Corporation. Jason holds the following licenses and registrations: Series 6, 7, 26, 63, and 65. Jason's expertise is in providing financial advice and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/30/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
TX
04/02/2004 - 05/04/2010
CHASE INVESTMENT SERVICES CORP. (HURST TX)
NY
01/28/2003 - 03/18/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NE
01/02/2002 - 01/14/2003
AMERITRADE, INC. (OMAHA NE)
NE
06/18/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
NJ
04/17/1995 - 06/16/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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