Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Herman is a financial advisor who is currently registered with BTIG, LLC. Jason has been in the financial industry since 2001. Jason is licensed to provide financial advice in all 50 states, as well as the District of Columbia and the Virgin Islands. Jason has been a registered representative with BTIG since 2018. Prior to that, Jason was a financial advisor with GCA Advisors, LLC. from 2014 to 2018 and Goldman Sachs & Co. from 2000 to 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/13/2018 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
05/01/2014 - 09/13/2018
GCA ADVISORS, LLC (SAN FRANCISCO CA)
CA
09/07/2000 - 08/19/2013
GOLDMAN, SACHS & CO. (SAN FRANCISCO CA)
BC
Issued 11/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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