Unclaimed
Jason Larocco is a financial advisor with over 19 years of experience in the financial services industry. Jason is currently registered with Franklin Distributors, LLC. Jason has held previous positions at Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Northwestern Mutual Investment Services, LLC, and MML Investors Services, Inc. Jason is licensed to provide financial services in the states of California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Michigan, Minnesota, New Jersey, New York, Ohio, Pennsylvania, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/07/2021 - Present
Franklin Distributors, LLC (STAMFORD CT)
CT
11/27/2018 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (Stamford CT)
CT
03/23/2015 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (Stamford CT)
CT
12/01/2005 - 02/05/2015
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
CT
11/18/2005 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
WI
05/12/2005 - 10/21/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MA
02/17/2003 - 03/29/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 05/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/20/2004
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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