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Jason Thomas Larocco

Franklin Distributors, LLC

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About Jason Thomas Larocco

Jason Larocco is a financial advisor with over 19 years of experience in the financial services industry. Jason is currently registered with Franklin Distributors, LLC. Jason has held previous positions at Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Northwestern Mutual Investment Services, LLC, and MML Investors Services, Inc. Jason is licensed to provide financial services in the states of California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Michigan, Minnesota, New Jersey, New York, Ohio, Pennsylvania, and Rhode Island.

Firm Information

Jason Larocco is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Larocco’s Registration & Firm History

CT

07/07/2021 - Present

Franklin Distributors, LLC (STAMFORD CT)

CT

11/27/2018 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (Stamford CT)

CT

03/23/2015 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (Stamford CT)

CT

12/01/2005 - 02/05/2015

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

CT

11/18/2005 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)

WI

05/12/2005 - 10/21/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

MA

02/17/2003 - 03/29/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 05/09/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2019

Series 24 - General Securities Principal Examination

BC

Issued 12/20/2018

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/20/2004

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 02/14/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Thomas Larocco.
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