Unclaimed
Jason Carter is a financial advisor with Vanguard Marketing Corp. Jason has been in the financial industry since June 18, 2013 and holds the following licenses: Series 6, 7, 24, 63, 99TO, and SIE. Jason is registered with the state of Arizona and Texas. Jason is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
06/19/2013 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 09/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2018
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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