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Jason Thomas Carter

Vanguard Marketing Corp.

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About Jason Thomas Carter

Jason Carter is a financial advisor with Vanguard Marketing Corp. Jason has been in the financial industry since June 18, 2013 and holds the following licenses: Series 6, 7, 24, 63, 99TO, and SIE. Jason is registered with the state of Arizona and Texas. Jason is committed to providing his clients with personalized financial advice and services.

Firm Information

Jason Carter is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Carter’s Registration & Firm History

AZ

06/19/2013 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 09/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/12/2018

Series 4 - Registered Options Principal Examination

BC

Issued 03/08/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2015

Series 7 - General Securities Representative Examination

BC

Issued 06/19/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Thomas Carter.
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