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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Bothwell is an investment advisor representative with Morgan Stanley. Jason has been in the industry since April 2008. Jason has been registered with Morgan Stanley since March 2023 and previously held positions with E*TRADE SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, UNIONBANC INVESTMENT SERVICES, LLC, and THRIVENT INVESTMENT MANAGEMENT INC. Jason is licensed in 53 states and is a registered investment advisor in California and Texas. Jason is also licensed to provide investment advice to corporations, high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
10/02/2023 - Present
Morgan Stanley (Menlo Park CA)
CA
03/23/2016 - 09/05/2023
E*TRADE SECURITIES LLC (Menlo Park CA)
CA
09/13/2011 - 04/22/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLEASANTON CA)
CA
12/08/2006 - 07/29/2011
UNIONBANC INVESTMENT SERVICES, LLC (PALO ALTO CA)
CA
11/24/2005 - 08/07/2006
THRIVENT INVESTMENT MANAGEMENT INC. (SAN LEANDRO CA)
BOTH
Issued 08/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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