Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason T. Parks is a registered representative with Loop Capital Markets LLC. Jason has been in the securities industry since May 2007. Jason has passed the Series 6, 7, 63, and 65 exams as well as the SIE exam. Jason is also a registered investment advisor representative in Illinois. Prior to joining Loop Capital Markets LLC, Jason was a registered representative with Penserra Securities, LLC. Previously, Jason was a registered representative with Smith Whiley Securities, Inc., Ariel Distributors, LLC, Associated Investment Services, Inc., Chase Investment Services Corp., and Banc One Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
08/23/2018 - Present
Loop Capital Markets LLC (CHICAGO IL)
IL
09/13/2017 - 09/12/2018
PENSERRA SECURITIES, LLC (CHICAGO IL)
IL
02/14/2011 - 09/20/2017
LOOP CAPITAL MARKETS LLC (CHICAGO IL)
NY
07/27/2009 - 01/19/2010
SMITH WHILEY SECURITIES, INC. (NEW YORK NY)
IL
03/19/2007 - 08/29/2008
ARIEL DISTRIBUTORS, LLC (CHICAGO IL)
IL
01/04/2007 - 02/22/2007
ASSOCIATED INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
07/06/2005 - 07/08/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
04/12/2004 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 10/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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