Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Zhao is a financial professional with over 2 years of experience in the financial services industry. Jason is currently registered with Scotia Capital (usa) Inc. and holds the Series 27, Series 99TO, and SIE exams. Jason was previously employed at SG AMERICAS SECURITIES, LLC and ING FINANCIAL MARKETS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/29/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/26/2022 - 11/29/2023
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
01/02/2021 - 01/20/2022
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 01/02/2021
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/30/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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