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Jason Smith Little

Cetera Investment Services LLC

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About Jason Smith Little

Jason Little is a financial advisor with Cetera Investment Services LLC, located in Panama City Beach, FL. Jason has been in the financial industry since June 18, 2000. He has worked with multiple firms over the years, including BB&T Investment Services, Inc., BBVA Compass Investment Solutions, Inc., and NYLIFE Securities LLC. Jason is registered in Alabama.

Firm Information

Jason Little is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Little’s Registration & Firm History

FL

07/25/2013 - Present

Cetera Investment Services LLC (PANAMA CITY BEACH FL)

AL

04/17/2012 - 09/10/2012

BB&T INVESTMENT SERVICES, INC. (MOBILE AL)

AL

01/07/2008 - 03/14/2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC (MOBILE AL)

AL

03/07/2007 - 05/01/2007

NYLIFE SECURITIES LLC (MOBILE AL)

AL

04/07/2000 - 01/12/2007

AMSOUTH INVESTMENT SERVICES, INC. (MOBILE AL)

NY

09/30/1999 - 04/20/2000

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

08/21/1998 - 09/14/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/29/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jason Smith Little.
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