Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Shenandoah Oates is a financial advisor at Wells Fargo Clearing Services, LLC. Jason has over 19 years of experience in the financial services industry. Jason specializes in providing investment consulting services to institutional clients as well as financial planning, portfolio management for businesses and individuals, and selection of other advisors. Jason has a Series 7 and Series 66 licenses as well as the Securities Industry Essentials Examination. Jason has been with Wells Fargo Advisors LLC since 2011. Previously, Jason worked at SunTrust Investment Services, Inc. and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/14/2011 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
SC
05/22/2009 - 10/31/2011
SUNTRUST INVESTMENT SERVICES, INC. (CHARLESTON SC)
SC
06/23/2005 - 05/13/2009
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
BOTH
Issued 07/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jason Oates is the right advisor for you? Invested Better is here to help.
