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Jason Seth Fertig

Scotia Capital (usa) Inc.

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About Jason Seth Fertig

Jason Fertig is a financial advisor with Scotia Capital (usa) Inc. in NEW YORK, NY. Jason has been in the financial services industry for over 20 years, and has a strong track record of success in providing financial advice to individuals and families. Jason has extensive experience in investment banking, and is committed to providing his clients with personalized financial advice that meets their unique needs. Previously, Jason has worked at MIZUHO SECURITIES USA LLC, NOMURA SECURITIES INTERNATIONAL, INC., BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.

Firm Information

Jason Fertig is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Fertig’s Registration & Firm History

NY

03/04/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

10/12/2016 - 03/23/2022

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

11/09/2012 - 10/12/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

09/22/2008 - 10/14/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/21/1999 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason Seth Fertig.
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