Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Auerbach is a financial professional with over 25 years of experience in the industry. Currently, Jason is registered with Moelis & Co. LLC in California. Prior to joining Moelis & Co., Jason was with SVB Securities LLC, UBS Securities LLC, Jefferies LLC and Broadview International LLC. Jason holds the Series 7, Series 24, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
05/02/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
08/16/2021 - 04/27/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
04/06/2016 - 08/24/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
02/27/2004 - 04/07/2016
JEFFERIES LLC (FOSTER CITY CA)
NY
09/19/1997 - 02/27/2004
BROADVIEW INTERNATIONAL LLC (NEW YORK NY)
BC
Issued 08/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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