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Jason Robert Vickery

Mizuho Securities USA LLC

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About Jason Robert Vickery

Jason Robert Vickery is a financial professional with over 25 years of experience in the industry. Jason is currently registered with Mizuho Securities USA LLC and has held previous positions at Credit Suisse Securities (USA) LLC, Morgan Stanley & Co., Incorporated, and Neuberger & Berman Management Incorporated. Jason holds multiple licenses including Series 3, 7, 24, 55, 57, and 99. Jason is also registered to sell securities in all 50 states and the District of Columbia.

Firm Information

Jason Vickery is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Vickery’s Registration & Firm History

NY

09/15/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/07/2005 - 10/06/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/19/1998 - 06/02/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

06/11/1996 - 06/22/1998

NEUBERGER & BERMAN MANAGEMENT INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/06/2003

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jason Robert Vickery.
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