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Jason Robert Sardina

Cowen AND Co.

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About Jason Robert Sardina

Jason Sardina is a financial advisor with Cowen And Co. Jason has been in the industry since 2008. He has a Series 7, Series 63, Series 57TO, Series 99TO and a SIE license. Jason is registered in New Jersey and New York. Previously, Jason worked at COWEN PRIME SERVICES LLC, COWEN EXECUTION SERVICES LLC, JEFFERIES LLC, AUTOMATED EQUITY FINANCE MARKETS, INC., and BARCLAYS CAPITAL INC.

Firm Information

Jason Sardina is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Sardina’s Registration & Firm History

NJ

04/24/2020 - Present

Cowen AND Co. (Red Bank NJ)

NY

08/09/2017 - 02/10/2022

COWEN PRIME SERVICES LLC (NEW YORK NY)

NY

08/09/2017 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NY

05/11/2010 - 07/28/2017

JEFFERIES LLC (NEW YORK NY)

NY

05/07/2009 - 04/19/2010

AUTOMATED EQUITY FINANCE MARKETS, INC. (NEW YORK NY)

NY

02/05/2008 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason Robert Sardina.
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