Unclaimed
Jason Janiga is a financial professional with over 20 years of experience in the industry. Currently, Jason is a Registered Representative at Charles Schwab & Co., Inc. in Phoenix, Arizona. He is licensed to provide investment advice and services in 47 states. In addition to his Series 7, 55 and 63 licenses, Jason has also earned the Series 57TO and SIE licenses. He is dedicated to providing high-quality financial advice and services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
09/22/2011 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
04/29/2004 - 09/23/2011
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
NY
03/27/2001 - 05/15/2003
SCHONFELD SECURITIES, LLC (JERICHO NY)
CA
07/03/2000 - 04/11/2001
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NV
02/18/1999 - 10/19/1999
WEST AMERICA SECURITIES CORP (LAS VEGAS NV)
NY
11/29/1996 - 04/14/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CA
07/14/1995 - 11/15/1996
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
MI
06/20/1995 - 07/20/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
CA
01/03/1995 - 04/10/1995
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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