Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Robert Brooks is a financial advisor with over 15 years of experience in the financial services industry. Jason is registered with Raymond James Financial Services Advisors, Inc. and is licensed to offer investment advice in 43 states. Jason also holds several licenses including Series 6, 7, 9, 10, 63, 65, and 66. In addition to his role as a financial advisor, Jason is also a practice support manager for Atlantic Union Financial Consultants, LLC/AUB Wealth Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
11/03/2022 - Present
Raymond James Financial Services Advisors, Inc. (Glen Allen VA)
VA
05/13/2014 - 11/07/2022
WELLS FARGO CLEARING SERVICES, LLC (GLEN ALLEN VA)
MO
12/06/2013 - 11/16/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
09/10/2010 - 12/06/2013
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
VA
07/17/2007 - 05/11/2009
WACHOVIA SECURITIES, LLC (WILLIAMSBURG VA)
BOTH
Issued 09/23/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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