Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Broder is a financial advisor with Icapital Markets LLC in NEW YORK, NY. Jason has been in the industry since 2002. Jason is licensed to conduct securities business in New York. Jason has passed Series 3, 7, 9, 10, 24, 55, 57TO, 63, 99TO and SIE exams. Previously, Jason worked for SIMON MARKETS LLC and GOLDMAN SACHS & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
06/20/2018 - 12/01/2023
SIMON MARKETS LLC (New York NY)
NY
09/24/2002 - 01/04/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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