Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jason? Claim Your ProfileJason Setterberg is a financial professional with over 30 years of experience in the industry. Jason has been registered with Charles Schwab & CO., Inc. since 1993. Prior to working with Charles Schwab, Jason was affiliated with several other firms including OPTIONSXPRESS, INC., PAULSON INVESTMENT COMPANY, INC., and FRANKLIN-LORD, INC. Jason has a wide range of experience including working as a financial advisor, a supervisor and working in a variety of different roles. Jason has a broad range of certifications, including Series 63, Series 9, Series 10, Series 8, SIE, and Series 7. Jason is licensed in every state in the U.S. Jason specializes in providing financial planning and investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
02/24/1993 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
01/02/2015 - 11/13/2017
OPTIONSXPRESS, INC. (PHOENIX AZ)
OR
04/16/1992 - 10/23/1992
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
AZ
12/02/1991 - 04/16/1992
FRANKLIN-LORD, INC. (SCOTTSDALE AZ)
NA
06/24/1991 - 11/27/1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
BC
Issued 06/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/15/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
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