Unclaimed
Jason Ranor Fry is a registered representative with Apex Clearing Corp. Jason has over 27 years of experience in the financial services industry. Jason is licensed to sell securities in Texas. Jason has held previous positions with MUFG Securities Americas Inc., Harbor Financial Services, LLC, Carr, Riggs & Ingram Capital Advisors, L.L.C., Esposito Securities, LLC, HD Vest Investment Services, Provasi Capital Partners LP, Clark Securities, Inc., USAA Investment Management Company, U.S. Bancorp Securities, and Paine Webber Incorporated. Jason has passed the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 4, Series 52TO, Series 53, and SIE exams. Jason is a licensed principal with Apex Clearing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/21/2024 - Present
Apex Clearing Corp. (DALLAS TX)
NY
07/13/2021 - 04/29/2024
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
TX
12/11/2020 - 03/18/2021
HARBOR FINANCIAL SERVICES, LLC (Dallas TX)
TX
10/02/2019 - 03/18/2021
CARR, RIGGS & INGRAM CAPITAL ADVISORS, L.L.C. (DALLAS TX)
TX
02/17/2017 - 01/16/2019
ESPOSITO SECURITIES, LLC (DALLAS TX)
TX
12/01/2016 - 02/16/2017
HD VEST INVESTMENT SERVICES (Irving TX)
TX
04/02/2009 - 07/06/2016
PROVASI CAPITAL PARTNERS LP (ADDISON TX)
TX
02/05/2003 - 11/24/2008
CLARK SECURITIES, INC. (DALLAS TX)
TX
04/29/1997 - 02/10/2003
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
OR
03/07/1995 - 04/04/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NJ
09/29/1994 - 08/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 02/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/08/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/14/1998
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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