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Jason Ranor Fry

Apex Clearing Corp.

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About Jason Ranor Fry

Jason Ranor Fry is a registered representative with Apex Clearing Corp. Jason has over 27 years of experience in the financial services industry. Jason is licensed to sell securities in Texas. Jason has held previous positions with MUFG Securities Americas Inc., Harbor Financial Services, LLC, Carr, Riggs & Ingram Capital Advisors, L.L.C., Esposito Securities, LLC, HD Vest Investment Services, Provasi Capital Partners LP, Clark Securities, Inc., USAA Investment Management Company, U.S. Bancorp Securities, and Paine Webber Incorporated. Jason has passed the Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 4, Series 52TO, Series 53, and SIE exams. Jason is a licensed principal with Apex Clearing Corp.

Firm Information

Jason Fry is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jason Fry’s Registration & Firm History

TX

05/21/2024 - Present

Apex Clearing Corp. (DALLAS TX)

NY

07/13/2021 - 04/29/2024

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

TX

12/11/2020 - 03/18/2021

HARBOR FINANCIAL SERVICES, LLC (Dallas TX)

TX

10/02/2019 - 03/18/2021

CARR, RIGGS & INGRAM CAPITAL ADVISORS, L.L.C. (DALLAS TX)

TX

02/17/2017 - 01/16/2019

ESPOSITO SECURITIES, LLC (DALLAS TX)

TX

12/01/2016 - 02/16/2017

HD VEST INVESTMENT SERVICES (Irving TX)

TX

04/02/2009 - 07/06/2016

PROVASI CAPITAL PARTNERS LP (ADDISON TX)

TX

02/05/2003 - 11/24/2008

CLARK SECURITIES, INC. (DALLAS TX)

TX

04/29/1997 - 02/10/2003

USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)

OR

03/07/1995 - 04/04/1997

U.S. BANCORP SECURITIES (PORTLAND OR)

NJ

09/29/1994 - 08/11/1995

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 02/18/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/08/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/14/1998

Series 4 - Registered Options Principal Examination

BC

Issued 07/02/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/30/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jason Ranor Fry.
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