Unclaimed
Jason Phillip Hicks is a financial advisor with Matrix Executions, LLC. Jason has been in the securities industry since May 24, 2010 and has experience in trading and operations. Jason holds Series 7, Series 55, SIE, Series 99TO, and Series 57TO licenses. Jason is registered in 15 states including California, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Pennsylvania, Texas, and Wisconsin. Prior to working at Matrix Executions, LLC Jason worked at DASH FINANCIAL TECHNOLOGIES LLC and ISRAEL A. ENGLANDER & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/16/2018 - Present
Matrix Executions, LLC (Chicago IL)
IL
08/09/2012 - 05/17/2018
DASH FINANCIAL TECHNOLOGIES LLC (CHICAGO IL)
MI
02/23/2010 - 01/24/2013
ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)
BC
Issued 12/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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